Filing Details
- Accession Number:
- 0001209191-19-060649
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-12-16 16:23:54
- Reporting Period:
- 2019-12-12
- Accepted Time:
- 2019-12-16 16:23:54
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1013857 | Pegasystems Inc | PEGA | Services-Computer Processing & Data Preparation (7374) | 042787865 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1353196 | A Efstathios Kouninis | C/O Pegasystems Inc. 1 Rogers Street Cambridge MA 02142 | Vp Of Finance & Cao | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-12-12 | 93 | $0.00 | 413 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-12-12 | 28 | $75.45 | 385 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2019-12-16 | 314 | $27.24 | 699 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-12-16 | 172 | $76.50 | 527 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2019-12-16 | 142 | $76.50 | 385 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-12-16 | 320 | $76.50 | 65 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-12-16 | 65 | $77.00 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2019-12-16 | 956 | $25.20 | 956 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-12-16 | 502 | $77.25 | 454 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2019-12-16 | 454 | $77.25 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Disposition | 2019-12-12 | 93 | $0.00 | 93 | $0.00 |
| Common Stock | Stock Options | Disposition | 2019-12-16 | 314 | $0.00 | 314 | $27.24 |
| Common Stock | Stock Options | Disposition | 2019-12-16 | 956 | $0.00 | 956 | $25.20 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 650 | 2017-09-12 | No | 4 | M | Direct | |
| 2,196 | 2017-09-12 | 2026-09-12 | No | 4 | M | Direct |
| 6,214 | 2017-03-09 | 2026-03-09 | No | 4 | M | Direct |
Footnotes
- Represents 5% vesting on December 12, 2019. The original grant was 1,856 restricted stock units, with 20% vesting on September 12, 2017, and the remaining 80% vesting in equal quarterly installments over the remaining four years.
- Represent the exercise price of the stock options referenced in Table II and Mr. Kouninis's tax liability, which were paid by way of the Company withholding shares of equal value.
- Does not include shares of common stock subject to unvested restricted stock units and/or options awards.
- Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.
- Once vested, the shares of common stock are not subject to expiration.
- Options vested 20% on September 12, 2017, with the remaining 80% vesting in equal quarterly installments over the next four years.
- Options vested 20% on March 9, 2017, with the remaining 80% vesting in equal quarterly installments over the next four years.
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