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Filing Details

Accession Number:: 0000899243-19-029252
Form Type:: 4/A
Zero Holdings:: No
Publication Time:: 2019-12-16 16:22:29
Reporting Period:: 2019-12-09

Accepted Time:: 2019-12-16 16:22:29
Original Submission Date:: 2019-12-11
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1707753	Elastic N.v.	ESTC	()	4/A

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1626464	Michelangelo Volpi	C/O Elastic N.v. 800 West El Camino Real, Suite 350 Mountain View CA 94040		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Ordinary Shares	Disposition	2019-12-09	302,467	$62.65	71,587	No	4	S	Indirect	See footnotes
Ordinary Shares	Disposition	2019-12-09	64,206	$63.29	7,381	No	4	S	Indirect	See footnotes

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	See footnotes
No	4	S	Indirect	See footnotes

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Ordinary Shares	26,810	Direct
Ordinary Shares	8,867	Indirect	See footnote

Footnotes

Represents 135,302 shares sold by Index Venture Associates IV Limited ("Index Venture IV GP"), 51,372 shares sold by Index Ventures IV Parallel Entrepreneur Fund (Jersey) LP ("Index Ventures IV Parallel" ), 72,260 shares sold by Index Ventures VI (Jersey) LP ("Index Ventures VI"), 23,634 shares sold by Index Ventures VI Parallel Entrepreneur Fund (Jersey) LP ("Index Ventures VI Parallel") and 19,899 shares sold by Yucca (Jersey) SLP ("Yucca"). Index Venture IV GP is the general partner of Index Ventures IV Parallel and Index Ventures IV (Jersey) LP ("Index Ventures IV"). On December 9, 2019, each of Index Ventures IV and Index Ventures VI distributed to their respective partners for no consideration 656,093 shares (of which 171,404 shares were received by Index Venture IV GP) and 1,358,637 shares (of which 294,067 shares were received by Index Venture Associates VI Limited ("Index Venture VI GP"), the general partner of Index Ventures VI), respectively,
(Continued from Footnote 1) representing each such partner's pro rata interest in the shares held by Index Ventures IV and Index Ventures VI, respectively. The aforementioned distributions were made in accordance with the exemptions afforded by Rule 16a-13 and Rule 16a-9 of the Securities Exchange Act of 1934, as amended. Following these distributions, Index Ventures IV held no shares and Index Ventures VI held 87,599 shares.
These shares were sold in multiple transactions at prices ranging from $62.04 - $63.0275, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Represents 10,905, 15,339, 5,017, 36,102 and 4,224 shares held directly by Index Ventures IV Parallel (and, together with Index Ventures IV, Index Ventures VI and Index Ventures VI Parallel, the "Index Funds"), Index Ventures VI, Index Ventures VI Parallel, Index Venture IV GP, Index Venture VI GP and Yucca (Jersey) SLP ("Yucca"). Yucca is an Index co-investment vehicle that is contractually required to mirror the Index Funds' investment in the shares.
Represents 28,721 shares sold by Index Venture IV GP, 10,905 shares sold by Index Ventures IV Parallel, 15,339 shares sold by Index Ventures VI, 5,017 shares sold by Index Ventures VI Parallel and 4,224 shares sold by Yucca. Following these sales, none of the Index Funds held any shares and Index Venture IV GP held 7,381 shares.
These shares were sold in multiple transactions at prices ranging from $63.03 - $63.50, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Mr. Volpi is co-president of Index Ventures (US) Inc. which provides certain consultancy services to the Index Funds' affiliates. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
Represents shares received in the distribution described in footnote (1) above.
These shares are held by The Volpi-Cupal Family Trust. The Reporting Person disclaims Section 16 beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any.