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Home > Insider Trading > Filing (0001104659-19-072972)

Filing Details

Accession Number:: 0001104659-19-072972
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2019-12-16 14:59:32
Reporting Period:: 2019-12-12

Accepted Time:: 2019-12-16 14:59:32
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1120370	Broadwind Energy Inc.	BWEN	Nonferrous Foundries (Castings) (3360)	880409160

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1698603	B. Eric Blashford	3240 S. Central Avenue Cicero IL 60804	Chief Operating Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2019-12-12	3,000	$1.85	174,640	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	14,738	Indirect	By 401(k) Plan

Footnotes

Includes (i) 4,729 restricted stock units that vest on 2/21/20; (ii) 14,760 restricted stock units that vest 7,380 shares on each of 2/20/20 and 2/20/21; (iii) 50,000 restricted stock units that vest on 5/4/21; and (iv) 52,313 restricted stock units that vest 17,437 shares on 4/23/20 and 17,438 shares on each of 4/23/21 and 4/23/22.