Filing Details
- Accession Number:
- 0000350894-19-000071
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-12-16 10:33:39
- Reporting Period:
- 2019-12-12
- Accepted Time:
- 2019-12-16 10:33:39
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 350894 | Sei Investments Co | SEIC | Security Brokers, Dealers & Flotation Companies (6211) | 231707341 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1665243 | Paul Klauder | Sei Investments Company One Freedom Valley Drive Oaks PA 19456 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right To Purchase) | Acquisiton | 2019-12-12 | 11,250 | $23.86 | 31,901 | No | 4 | M | Direct | |
| Stock Option (Right To Purchase) | Acquisiton | 2019-12-12 | 10,000 | $15.77 | 41,901 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-12-12 | 11,250 | $65.40 | 29,841 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-12-12 | 10,000 | $65.33 | 19,841 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Stock Options Right To Purchase | STOCK OPTION (RIGHT TO PURCHASE) | Acquisiton | 2019-12-12 | 11,250 | $23.86 | 11,250 | $23.86 |
| Stock Options Right To Purchase | STOCK OPTION (RIGHT TO PURCHASE) | Acquisiton | 2019-12-12 | 10,000 | $15.77 | 10,000 | $15.77 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 10,000 | 2011-02-28 | 2020-12-14 | No | 4 | M | Direct |
| 0 | 2014-02-28 | 2021-12-13 | No | 4 | M | Direct |
Footnotes
- All shares are held in the ESPP and Issuer's SEI Capital Accumulation Plan 401(k)
Billionaire Hedge Funds
