Filing Details

Accession Number:
0001403540-19-000006
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-12-16 10:23:01
Reporting Period:
2019-12-12
Accepted Time:
2019-12-16 10:23:01
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
751978 Vicor Corp VICR Electronic Components, Nec (3679) 042742817
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1403540 Claudio Tuozzolo 25 Frontage Road
Andover MA 01810
Corp. Vice President Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-12-12 6,000 $11.25 31,996 No 4 M Direct
Common Stock Disposition 2019-12-12 3,620 $41.63 28,376 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non Qualified Stock Option Disposition 2019-12-12 6,000 $0.00 6,000 $11.25
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
19,604 2020-11-01 No 4 M Direct
Footnotes
  1. This transaction involved non-qualified stock options, the terms of which provided for the purchase of shares of common stock possessing certain liquidity restrictions. As such, the exercise of the options followed the sell to cover process, whereby a certain number of the shares acquired through exercise were sold in the open market, with the proceeds used to fund the exercise price and associated income and employment taxes. The balance of the shares acquired through exercise are subject to multi-year restrictions on transfer or sale.
  2. This stock option is exercisable in full.