Filing Details
- Accession Number:
- 0001209191-19-060487
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-12-13 17:43:25
- Reporting Period:
- 2019-12-11
- Accepted Time:
- 2019-12-13 17:43:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 851310 | Harmonic Inc | HLIT | Radio & Tv Broadcasting & Communications Equipment (3663) | 770201147 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1504670 | Sanjay Kalra | 4300 North First Street San Jose CA 95134 | Svp And Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-12-11 | 10,833 | $4.65 | 142,794 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-12-11 | 10,833 | $8.15 | 131,961 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-12-11 | 15,728 | $8.15 | 116,233 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-12-11 | 1,500 | $8.20 | 114,733 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option/Right to buy | Disposition | 2019-12-11 | 10,833 | $4.65 | 10,833 | $4.65 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 19,167 | 2017-11-01 | 2023-11-21 | No | 4 | M | Direct |
Billionaire Hedge Funds
