Filing Details
- Accession Number:
- 0001628280-19-015054
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-12-13 13:37:18
- Reporting Period:
- 2019-12-11
- Accepted Time:
- 2019-12-13 13:37:18
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1419536 | Capital Bancorp Inc | CBNK | National Commercial Banks (6021) | 522083046 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1753959 | M Kathy Curtis | 2275 Research Blvd Suite 600 Rockville MD 20850 | Executive V.p. And Chief C.o. | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-12-11 | 13,000 | $6.63 | 95,136 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-12-11 | 20,000 | $6.63 | 115,136 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-12-11 | 8,263 | $7.50 | 123,399 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-12-11 | 2,241 | $8.50 | 125,640 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-12-11 | 20,850 | $14.38 | 104,790 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2019-12-12 | 6,738 | $14.03 | 98,052 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options | Disposition | 2019-12-11 | 13,000 | $0.00 | 13,000 | $6.63 |
| Common Stock | Stock Options | Disposition | 2019-12-11 | 20,000 | $0.00 | 20,000 | $6.63 |
| Common Stock | Stock Options | Disposition | 2019-12-11 | 8,263 | $0.00 | 8,263 | $7.50 |
| Common Stock | Stock Options | Disposition | 2019-12-11 | 2,241 | $0.00 | 2,241 | $8.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2015-12-31 | 2019-12-31 | No | 4 | M | Direct |
| 0 | 2016-01-31 | 2020-01-31 | No | 4 | M | Direct |
| 5,737 | 2016-12-31 | 2020-12-31 | No | 4 | M | Direct |
| 11,759 | 2017-12-31 | 2021-12-31 | No | 4 | M | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options | $11.38 | 2019-12-31 | 2023-12-31 | 15,000 | 15,000 | Direct |
| Common Stock | Stock Options | $12.38 | 2018-12-31 | 2022-12-31 | 14,000 | 14,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2023-12-31 | 15,000 | 15,000 | Direct |
| 2022-12-31 | 14,000 | 14,000 | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.69 to $14.24, inclusive. The reporting persons undertake to provide Capital Bancorp, Inc., any security holder of Capital Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
- The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.
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