Filing Details

Accession Number:
0001213809-19-000077
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-12-12 20:48:31
Reporting Period:
2019-12-10
Accepted Time:
2019-12-12 20:48:31
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1213809 Dyadic International Inc DYAI Biological Products, (No Disgnostic Substances) (2836) 450486747
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1761230 Ronen Tchelet 140 Intracoastal Pointe Drive
Suite 404
Jupiter FL 33477-5094
Vp Of Research And Bus. Dvlpmt No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-12-10 5,425 $1.41 5,425 No 4 M Direct
Common Stock Acquisiton 2019-12-11 4,575 $1.41 10,000 No 4 M Direct
Common Stock Disposition 2019-12-10 5,425 $5.84 4,575 No 4 S Direct
Common Stock Disposition 2019-12-11 4,575 $5.80 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option Disposition 2019-12-10 5,425 $0.00 5,425 $1.41
Common Stock Stock Option Disposition 2019-12-11 4,575 $0.00 4,575 $1.41
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
4,575 2015-12-31 2024-04-30 No 4 M Direct
0 2015-12-31 2024-04-30 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option $1.57 2017-01-19 2026-01-18 50,000 50,000 Direct
Common Stock Stock Option $1.57 2018-01-19 2026-01-18 50,000 50,000 Direct
Common Stock Stock Option $1.57 2019-01-19 2026-01-18 50,000 50,000 Direct
Common Stock Stock Option $1.57 2020-01-19 2026-01-18 50,000 50,000 Direct
Common Stock Stock Option $1.63 2018-01-03 2027-01-03 50,000 50,000 Direct
Common Stock Stock Option $1.39 2019-01-02 2028-01-02 60,000 60,000 Direct
Common Stock Stock Option $1.87 2020-01-02 2029-01-02 100,000 100,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2026-01-18 50,000 50,000 Direct
2026-01-18 50,000 50,000 Direct
2026-01-18 50,000 50,000 Direct
2026-01-18 50,000 50,000 Direct
2027-01-03 50,000 50,000 Direct
2028-01-02 60,000 60,000 Direct
2029-01-02 100,000 100,000 Direct
Footnotes
  1. The sale of the shares of Class A Common Stock was the last transaction made pursuant to Rule 10b5-1 trading plan adopted on June 11, 2019.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.79 to $5.95, inclusive. The reporting person undertakes to provide to Dyadic International, Inc., any security holder of Dyadic International, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of footnote (1) to this Form 4.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.74 to $5.89, inclusive. The reporting person undertakes to provide to Dyadic International, Inc., any security holder of Dyadic International, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of footnote (1) to this Form 4.