Filing Details
- Accession Number:
- 0001209191-19-060294
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-12-12 19:54:25
- Reporting Period:
- 2019-12-10
- Accepted Time:
- 2019-12-12 19:54:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1372020 | Great Lakes Dredge & Dock Corp | GLDD | Heavy Construction Other Than Bldg Const - Contractors (1600) | 205336063 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1384117 | E David Simonelli | C/O Great Lakes Dredge &Amp; Dock Corp. 2122 York Road, 2Nd Floor Oak Brook IL 60523 | President - Dredging Division | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-12-10 | 25,000 | $5.33 | 344,685 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-12-10 | 16,472 | $11.66 | 328,213 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2019-12-11 | 15,000 | $5.33 | 343,213 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-12-11 | 10,502 | $11.76 | 332,711 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option | Disposition | 2019-12-10 | 25,000 | $5.33 | 25,000 | $5.33 |
| Common Stock | Employee Stock Option | Disposition | 2019-12-11 | 15,000 | $5.33 | 15,000 | $5.33 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 37,142 | 2021-06-27 | No | 4 | M | Direct | |
| 22,142 | 2021-06-27 | No | 4 | M | Direct |
Footnotes
- Represents an exercise of vested employee stock options granted on June 27, 2011 under the Great Lakes Dredge & Dock Corporation 2007 Long-Term Incentive Plan.
- Represents the weighted average price. These shares were sold in multiple transactions ranging from $11.63 to $11.685, inclusive. Upon request by the Commision staff, the issuer or security holder of the issuer, the reporting person will provide information regarding the number of shares disposed of at each separate price.
- Represents the weighted average price. These shares were sold in multiple transactions ranging from $11.742 to $11.785, inclusive. Upon request by the Commision staff, the issuer or security holder of the issuer, the reporting person will provide information regarding the number of shares disposed of at each separate price.
- The options vested in three equal annual installments beginning June 27, 2012.
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