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Filing Details

Accession Number:: 0001028918-19-000148
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2019-12-12 19:51:26
Reporting Period:: 2019-12-12

Accepted Time:: 2019-12-12 19:51:26
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1028918	Pacific Premier Bancorp Inc	PPBI	State Commercial Banks (6022)	330743196

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1576227	Tom Rice	17901 Von Karman Suite 1200 Irvine CA 92614	Sevp/ Chief Innovation Officer	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Ppbi Common Stock	Disposition	2019-12-12	3,100	$33.31	0	No	4	S	Indirect	By Ameritrade 401(k) Plan
Ppbi Common Stock	Disposition	2019-12-12	3,000	$33.27	0	No	4	S	Indirect	By Charles Schwab 401(k) Plan

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	By Ameritrade 401(k) Plan
No	4	S	Indirect	By Charles Schwab 401(k) Plan

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Ppbi Common Stock	16,870	Direct
Ppbi Common Stock	40,446	Indirect	By The Rice Family Trust

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Ppbi Common Stock	Options on PPBI Common Stock	$15.68	2024-01-02	16,171	16,171	Direct
Ppbi Common Stock	Options on PPBI Common Stock	$15.16	2025-01-28	2,964	2,964	Direct
Ppbi Common Stock	PPBI Restricted Stock Unit	$0.00		364	364	Direct
Ppbi Common Stock	PPBI Restricted Stock Unit	$0.00		5,945	5,945	Direct
Ppbi Common Stock	PPBI Restricted Stock Unit	$0.00		9,213	9,213	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2024-01-02	16,171	16,171	Direct
2025-01-28	2,964	2,964	Direct
	364	364	Direct
	5,945	5,945	Direct
	9,213	9,213	Direct

Footnotes

Includes 14,270 shares of restricted stock subject to a vesting schedule set forth in the restricted stock grant and subject to forfeiture upon the occurrence of certain events specified in the restricted stock grant.
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.25 to $33.29, inclusive.
The options vests in three equal annual installments beginning on 1/2/2015.
The options vests in three equal annual installments beginning on 1/28/2016.
Each Restricted Stock Unit represents the right to receive one share of common stock. The Restricted Stock Units will vest annually, if at all, commencing January 26, 2018 in three installments of 1/3 of the reported number of Restricted Stock Units.
Not applicable.
Each Restricted Stock Unit represents the right to receive one share of common stock. The amount reported reflects the targeted number of Restricted Stock Units that may vest upon achievement of certain predetermined performance goals and assuming continued employment through the vesting period. Depending on the actual performance achieved, the reporting person may receive between 0% and 200% of such targeted amount. The Restricted Stock Units will vest, if at all, on February 28, 2021. Vesting will be tied entirely to performance, measured by a 3-year average relative total shareholder return percentile range compared to the Keefe, Bruyette & Woods, Inc. Regional Banking.
Each Restricted Stock Unit represents the right to receive one share of common stock. The amount reported reflects the targeted number of Restricted Stock Units that may vest upon achievement of certain predetermined performance goals and assuming continued employment through the vesting period. Depending on the actual performance achieved, the reporting person may receive between 0% and 200% of such targeted amount. The Restricted Stock Units will vest, if at all, on February 28, 2022. 50% vesting will be tied entirely to performance, measured by a 3-year average relative total shareholder return percentile range compared to the Keefe, Bruyette & Woods, Inc. Regional Banking Index ("KRX"). 25% vesting will be based on the Company's average ROAA percentile performance as compared to KRX companies over the Performance Period. 25% vesting will be based on the Company's average ROATCE percentile performance as compared to the KRX companies over the Performance Period.