Filing Details
- Accession Number:
- 0001214659-19-007709
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-12-12 18:24:57
- Reporting Period:
- 2019-12-10
- Accepted Time:
- 2019-12-12 18:24:57
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 814547 | Fair Isaac Corp | FICO | Services-Business Services, Nec (7389) | 941499887 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1402460 | R Mark Scadina | 181 Metro Drive San Jose CA 95110 | Evp, Gen. Counsel & Sec. | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-12-10 | 6,444 | $0.00 | 31,631 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-12-10 | 3,197 | $354.18 | 28,434 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2019-12-11 | 5,000 | $354.46 | 23,434 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Market Share Units | Disposition | 2019-12-10 | 2,946 | $0.00 | 2,946 | $0.00 |
| Common Stock | Performance Share Units | Disposition | 2019-12-10 | 2,945 | $0.00 | 2,945 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2019-12-10 | 553 | $0.00 | 553 | $0.00 |
| Common Stock | Restricted Stock Units | Acquisiton | 2019-12-10 | 2,680 | $0.00 | 2,680 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2019-12-10 | No | 4 | M | Direct | |
| 5,889 | 2019-12-10 | No | 4 | M | Direct | |
| 1,656 | 2019-12-10 | No | 4 | M | Direct | |
| 2,680 | 2020-12-10 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 85,081 | Indirect | Scadina Revocable Trust |
Footnotes
- Shares withheld by Company for payment of taxes due at vesting from earned performance share units, earned market share units, and restricted stock units.
- This transaction was executed in multiple trades at prices ranging from $354.24 to $354.65. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- Each earned market share unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment.
- No expiration date.
- Each earned performance share unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment.
- The performance share units vest in three equal annual installments commencing on this date and one share will be delivered to the reporting person for each vested unit as soon as practicable thereafter.
- Each restricted stock unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment
- The restricted stock units vest in four equal annual installments commencing on this date and vested shares will be delivered to the reporting person as soon as practicable thereafter.
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