Filing Details

Accession Number:
0001016281-19-000125
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-12-12 17:03:20
Reporting Period:
2019-12-11
Accepted Time:
2019-12-12 17:03:20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1016281 Carriage Services Inc CSV Services-Personal Services (7200) 760423828
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1796285 William Goetz 1229 Ridgeley Drive
Houston TX 77055
Chief Operating Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-12-11 10,000 $27.48 10,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Performance Award $0.00 2023-12-31 35,000 35,000 Direct
Common Stock Stock Options $24.35 2029-12-02 100,000 100,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2023-12-31 35,000 35,000 Direct
2029-12-02 100,000 100,000 Direct
Footnotes
  1. Represents performance awards, payable in shares, granted under the Carriage Services, Inc. 2017 Omnibus Incentive Plan. The award will vest (if at all) on December 31, 2023 provided that certain criteria surrounding share price performance is achieved and the Reporting Person has remained continuously employed by Carriage through such date.
  2. Stock Options granted on 12/2/2019 pursuant to the Carriage Services, Inc. 2017 Omnibus Plan will vest 1/5 each year on 12/2/2020, 12/2/2021, 12/2/2022, 12/2/2013, and 12/2/2024. The options expire on 12/2/2029