Filing Details
- Accession Number:
- 0001209191-19-060231
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-12-12 16:46:25
- Reporting Period:
- 2019-12-10
- Accepted Time:
- 2019-12-12 16:46:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 851310 | Harmonic Inc | HLIT | Radio & Tv Broadcasting & Communications Equipment (3663) | 770201147 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1399157 | Nimrod Ben-Natan | 4300 North First Street San Jose CA 95134 | Svp & Gm, Cable Access | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-12-10 | 97,500 | $5.78 | 407,952 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-12-10 | 97,500 | $8.17 | 310,452 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-12-10 | 50,702 | $8.18 | 259,750 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-12-10 | 40,061 | $8.19 | 219,689 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-12-10 | 49,237 | $8.20 | 170,452 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock option/right to buy | Disposition | 2019-12-10 | 97,500 | $5.78 | 97,500 | $5.78 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2014-02-15 | 2020-03-15 | No | 4 | M | Direct |
Footnotes
- These shares of common stock were acquired upon the exercise of a stock option/right to buy on December 10, 2019. The option was initially granted to the Reporting Person on 3/15/2013, and was identified on a Form 3 filed by the Reporting Person on 2/4/2015.
Billionaire Hedge Funds
