Home > Insider Trading > Filing (0001288469-19-000204)

Filing Details

Accession Number:: 0001288469-19-000204
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2019-12-12 16:16:14
Reporting Period:: 2019-12-11

Accepted Time:: 2019-12-12 16:16:14
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1288469	Maxlinear Inc	MXL	Semiconductors & Related Devices (3674)	141896129

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1478340	Kishore Seendripu	C/O Maxlinear, Inc. 5966 La Place Court, Suite 100 Carlsbad CA 92008	Chairman, President And Ceo	Yes	Yes	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2019-12-11	30,000	$20.11	251,202	No	4	S	Indirect	See footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	See footnote

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	28,888	Direct
Common Stock	500,000	Indirect	See footnote
Common Stock	500,000	Indirect	See footnote
Common Stock	18,920	Indirect	See footnote
Common Stock	582,064	Indirect	See footnote
Common Stock	582,604	Indirect	See footnote
Common Stock	805,622	Indirect	See footnote
Common Stock	805,622	Indirect	See footnote

Footnotes

The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted on June 13, 2019 by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees.
Represents the weighted average share price of an aggregate total of 30,000 shares sold in the price range of $20.00 to $20.19 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Shares held by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees.
Shares held by the Kishore V. Seendripu 2019-2 Annuity Trust dated November 9, 2019, a grantor retained annuity trust, for which the Reporting Person serves as trustee.
Shares held by the Rekha S. Seendripu 2019-2 Annuity Trust dated November 9, 2019, a grantor retained annuity trust, for which the Reporting Person serves as trustee.
Shares held by the Seendripu Relatives Trust dated 10/5/09, a trust for the benefit of the Reporting Person's parents and siblings, and for which the Reporting Person serves as trustee.
Shares held by the Kishore V. Seendripu 2018 Annuity Trust dated May 12, 2018 (the "K. S. 2018 Annuity Trust"), a grantor retained annuity trust, for which the Reporting Person serves as trustee. The shares held by the K. S. 2018 Annuity Trust were inadvertently omitted as a holding in Form 4s filed August 9, 2019, August 22, 2019, September 19, 2019, October 11, 2019, November 6, 2019, November 22, 2019 and November 27, 2019.
Shares held by the Rekha S. Seendripu 2018 Annuity Trust dated May 12, 2018 (the "R. S. 2018 Annuity Trust"), a grantor retained annuity trust, for which the Reporting Person serves as trustee. The shares held by the R. S. 2018 Annuity Trust were inadvertently omitted as a holding in Form 4s filed August 9, 2019, August 22, 2019, September 19, 2019, October 11, 2019, November 6, 2019, November 22, 2019 and November 27, 2019.
Shares held by the Kishore V. Seendripu 2019 Annuity Trust dated May 6, 2019 (the "K. S. 2019 Annuity Trust"), a grantor retained annuity trust, for which the Reporting Person serves as trustee. The shares held by the K. S. 2019 Annuity Trust were inadvertently omitted as a holding in Form 4s filed August 9, 2019, August 22, 2019, September 19, 2019, October 11, 2019, November 6, 2019, November 22, 2019 and November 27, 2019.
Shares held by the Rekha S. Seendripu 2019 Annuity Trust dated May 6, 2019 (the "R. S. 2019 Annuity Trust"), a grantor retained annuity trust, for which the Reporting Person serves as trustee. The shares held by the R. S. 2019 Annuity Trust were inadvertently omitted as a holding in Form 4s filed August 9, 2019, August 22, 2019, September 19, 2019, October 11, 2019, November 6, 2019, November 22, 2019 and November 27, 2019.