Filing Details
- Accession Number:
- 0001763113-19-000012
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-12-12 12:40:08
- Reporting Period:
- 2019-12-11
- Accepted Time:
- 2019-12-12 12:40:08
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 744452 | Applied Dna Sciences Inc | APDN | Services-Miscellaneous Business Services (7380) | 592262718 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1763113 | W William Montgomery | 34211 Seavey Loop Rd. Eugene OR 97405 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Applied Dna Sciences Inc. Common Stock | Acquisiton | 2019-12-11 | 0 | $0.00 | 225,774 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Applied Dna Sciences Inc. Common Stock | Applied DNA Sciences Inc. 5 year warrant | Acquisiton | 2019-12-11 | 1,000 | $1.20 | 1,000 | $5.25 |
| Applied Dna Sciences Inc. 5 Year Warrant | Applied DNA Sciences Inc. 5 year warrant | Acquisiton | 2019-12-12 | 22,000 | $1.21 | 22,000 | $5.25 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 203,000 | 2019-11-15 | 2024-11-15 | No | 4 | P | Direct |
| 225,000 | 2019-11-15 | 2024-11-15 | No | 4 | P | Direct |
Footnotes
- Based on the most recently reported shares outstanding of 3,485,399, my common stock ownership is 6.48%. If I exercised all of my warrants that are able to be exercised under the terms of these warrants my ownership would be 9.99%.
Billionaire Hedge Funds
