Filing Details

Accession Number:
0001737534-19-000031
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-12-11 21:36:38
Reporting Period:
2019-12-09
Accepted Time:
2019-12-11 21:36:38
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1366561 Smartsheet Inc SMAR Services-Prepackaged Software (7372) 202954357
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1737534 Kara Hamilton C/O Smartsheet Inc.
10500 Ne 8Th St., Suite 1300
Bellevue WA 98004
Chief People & Culture Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2019-12-09 834 $1.38 1,650 No 4 M Direct
Class A Common Stock Acquisiton 2019-12-09 2,656 $2.46 4,306 No 4 M Direct
Class A Common Stock Acquisiton 2019-12-09 6,510 $3.73 10,816 No 4 M Direct
Class A Common Stock Disposition 2019-12-09 10,000 $42.40 816 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Stock Option (right to buy Class A Common Stock) Disposition 2019-12-09 834 $0.00 834 $1.38
Class A Common Stock Stock Option (right to buy Class A Common Stock) Disposition 2019-12-09 2,656 $0.00 2,656 $2.46
Class A Common Stock Stock Option (right to buy Class A Common Stock) Disposition 2019-12-09 6,510 $0.00 6,510 $3.73
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2025-02-18 No 4 M Direct
355 2026-03-30 No 4 M Direct
35,573 2027-03-16 No 4 M Direct
Footnotes
  1. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the holder.
  2. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.37 to $42.567 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  3. The option is fully vested and exercisable.
  4. The option vested as to 25% of the total shares on February 1, 2017 and then 2.0833% of the total shares vest monthly thereafter, with 100% of the total shares vested and exercisable on February 1, 2020, subject to the reporting person's provision of service to the issuer on each vesting date.
  5. The option vested as to 25% of the total shares on February 1, 2018 and then 2.0833% of the total shares vest monthly thereafter, with 100% of the total shares vested and exercisable on February 1, 2021, subject to the reporting person's provision of service to the issuer on each vesting date.