Filing Details
- Accession Number:
- 0001737534-19-000031
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-12-11 21:36:38
- Reporting Period:
- 2019-12-09
- Accepted Time:
- 2019-12-11 21:36:38
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1366561 | Smartsheet Inc | SMAR | Services-Prepackaged Software (7372) | 202954357 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1737534 | Kara Hamilton | C/O Smartsheet Inc. 10500 Ne 8Th St., Suite 1300 Bellevue WA 98004 | Chief People & Culture Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2019-12-09 | 834 | $1.38 | 1,650 | No | 4 | M | Direct | |
Class A Common Stock | Acquisiton | 2019-12-09 | 2,656 | $2.46 | 4,306 | No | 4 | M | Direct | |
Class A Common Stock | Acquisiton | 2019-12-09 | 6,510 | $3.73 | 10,816 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2019-12-09 | 10,000 | $42.40 | 816 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Stock Option (right to buy Class A Common Stock) | Disposition | 2019-12-09 | 834 | $0.00 | 834 | $1.38 |
Class A Common Stock | Stock Option (right to buy Class A Common Stock) | Disposition | 2019-12-09 | 2,656 | $0.00 | 2,656 | $2.46 |
Class A Common Stock | Stock Option (right to buy Class A Common Stock) | Disposition | 2019-12-09 | 6,510 | $0.00 | 6,510 | $3.73 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2025-02-18 | No | 4 | M | Direct | |
355 | 2026-03-30 | No | 4 | M | Direct | |
35,573 | 2027-03-16 | No | 4 | M | Direct |
Footnotes
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the holder.
- The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.37 to $42.567 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The option is fully vested and exercisable.
- The option vested as to 25% of the total shares on February 1, 2017 and then 2.0833% of the total shares vest monthly thereafter, with 100% of the total shares vested and exercisable on February 1, 2020, subject to the reporting person's provision of service to the issuer on each vesting date.
- The option vested as to 25% of the total shares on February 1, 2018 and then 2.0833% of the total shares vest monthly thereafter, with 100% of the total shares vested and exercisable on February 1, 2021, subject to the reporting person's provision of service to the issuer on each vesting date.