Filing Details

Accession Number:
0001209191-19-060135
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-12-11 20:40:52
Reporting Period:
2019-12-09
Accepted Time:
2019-12-11 20:40:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1528849 Rh RH Retail-Furniture Stores (5712) 453052669
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1770428 M Jack Preston C/O Rh
15 Koch Road, Suite K
Corte Madera CA 94925
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-12-09 1,500 $44.52 11,850 No 4 M Direct
Common Stock Acquisiton 2019-12-09 3,000 $25.39 14,850 No 4 M Direct
Common Stock Disposition 2019-12-09 1,500 $238.45 13,350 No 4 S Direct
Common Stock Disposition 2019-12-09 1,500 $238.33 11,850 No 4 S Direct
Common Stock Disposition 2019-12-09 1,500 $237.46 10,350 No 4 S Direct
Common Stock Disposition 2019-12-09 806 $240.27 9,544 No 4 S Direct
Common Stock Disposition 2019-12-09 1,000 $240.00 8,544 No 4 S Direct
Common Stock Disposition 2019-12-09 1,000 $239.76 7,544 No 4 S Direct
Common Stock Acquisiton 2019-12-10 1,500 $44.52 9,044 No 4 M Direct
Common Stock Disposition 2019-12-10 1,500 $234.06 7,544 No 4 S Direct
Common Stock Acquisiton 2019-12-11 4,500 $44.52 12,044 No 4 M Direct
Common Stock Disposition 2019-12-11 1,500 $233.00 10,544 No 4 S Direct
Common Stock Disposition 2019-12-11 1,500 $231.46 9,044 No 4 S Direct
Common Stock Disposition 2019-12-11 1,500 $231.13 7,544 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2019-12-09 1,500 $0.00 1,500 $44.52
Common Stock Stock Option (Right to Buy) Disposition 2019-12-09 3,000 $0.00 3,000 $25.39
Common Stock Stock Option (Right to Buy) Disposition 2019-12-10 1,500 $0.00 1,500 $44.52
Common Stock Stock Option (Right to Buy) Disposition 2019-12-11 4,500 $0.00 4,500 $44.52
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
26,000 2026-04-20 No 4 M Direct
3,000 2026-06-26 No 4 M Direct
24,500 2026-04-20 No 4 M Direct
20,000 2026-04-20 No 4 M Direct
Footnotes
  1. Includes 2,806 shares inadvertently omitted from the reporting person's original Form 3 and the two Forms 4 filed by the reporting person after his original Form 3 was filed, as reported in the reporting person's Form 3/A filed on July 18, 2019.
  2. This transaction was executed in multiple trades ranging from $238.4533 to $238.4542. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
  3. This transaction was executed in multiple trades ranging from $238.2343 to $238.485. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
  4. This transaction was executed in multiple trades ranging from $240.2565 to $240.2950. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
  5. This transaction was executed in multiple trades ranging from $239.71 to $239.7632. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
  6. This transaction was executed in multiple trades ranging from $231.12 to $231.13. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
  7. This option award is vested and exercisable with respect to 18,000 of the shares and will vest and become exercisable with respect to an additional 6,000 of the shares annually on each of April 21, 2020 and April 21, 2021, subject to continuous service.
  8. This option award is vested and exercisable with respect to 4,500 of the shares and will vest and become exercisable with respect to an additional 1,500 of the shares annually on each of June 27, 2020 and June 27, 2021, subject to continuous service.