Filing Details
- Accession Number:
- 0000054480-19-000245
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-12-11 17:04:48
- Reporting Period:
- 2019-12-09
- Accepted Time:
- 2019-12-11 17:04:48
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 54480 | Kansas City Southern | KSU | Railroads, Line-Haul Operating (4011) | 440663509 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1428750 | W Michael Upchurch | Kansas City Southern Po Box 219335 Kansas City MO 64121-9335 | Evp & Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2019-12-09 | 1,000 | $151.65 | 20,213 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-12-11 | 1,161 | $0.00 | 19,052 | No | 5 | G | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 5 | G | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | $97.77 | 2023-02-20 | 3,666 | 3,666 | Direct | |
| Common Stock | Employee Stock Option (Right to Buy) | $94.23 | 2024-02-19 | 3,876 | 3,876 | Direct | |
| Common Stock | Employee Stock Option (Right to Buy) | $119.35 | 2025-02-17 | 3,726 | 3,726 | Direct | |
| Common Stock | Employee Stock Option (Right to Buy) | $82.71 | 2026-02-18 | 6,973 | 6,973 | Direct | |
| Common Stock | Employee Stock Option (Right to Buy) | $86.89 | 2027-02-16 | 6,552 | 6,552 | Direct | |
| Common Stock | Employee Stock Option (Right to Buy) | $105.83 | 2028-03-05 | 6,662 | 6,662 | Direct | |
| Common Stock | Employee Stock Option (Right to Buy) | $110.13 | 2029-03-04 | 6,559 | 6,559 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2023-02-20 | 3,666 | 3,666 | Direct |
| 2024-02-19 | 3,876 | 3,876 | Direct |
| 2025-02-17 | 3,726 | 3,726 | Direct |
| 2026-02-18 | 6,973 | 6,973 | Direct |
| 2027-02-16 | 6,552 | 6,552 | Direct |
| 2028-03-05 | 6,662 | 6,662 | Direct |
| 2029-03-04 | 6,559 | 6,559 | Direct |
Footnotes
- The price in Column 4 is a weighted average price. The prices actually received ranged from $151.6300 to $151.6950. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- These options become exercisable in three equal installments beginning on the first anniversary of the date of grant.
Billionaire Hedge Funds
