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Home > Insider Trading > Filing (0001578563-19-000039)

Filing Details

Accession Number:: 0001578563-19-000039
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2019-12-11 16:41:17
Reporting Period:: 2019-12-10

Accepted Time:: 2019-12-11 16:41:17
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1534120	Cerecor Inc.	CERC	Pharmaceutical Preparations (2834)	450705648

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1746372	M Joseph Miller	C/O Cerecor Inc. 540 Gaither Road, Suite 400 Rockville MD 20850	Chief Financial Officer	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2019-12-10	2,598	$2.85	48,777	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Stock Option (Right to Buy)	$4.50		2028-07-12	105,000	105,000	Direct
Common Stock	Stock Option (Right to Buy)	$6.22		2029-04-01	175,000	175,000	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2028-07-12	105,000	105,000	Direct
2029-04-01	175,000	175,000	Direct

Footnotes

These shares were acquired under the Issuer's 2016 Employee Stock Purchase Plan.
One fourth of the shares subject to the stock option will vest on the first anniversary of the date of grant, and the remaining three-fourths of the shares subject to the stock option will vest in equal monthly installments over the following 36 months.