Filing Details
- Accession Number:
- 0000914190-19-000472
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-12-11 16:19:37
- Reporting Period:
- 2019-12-09
- Accepted Time:
- 2019-12-11 16:19:37
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 7623 | Arts Way Manufacturing Co Inc | ARTW | Farm Machinery & Equipment (3523) | 420920725 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1022585 | Jr Ward J Mcconnell | 5556 Highway 9 Armstrong IA 50514 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-12-09 | 6,258 | $1.75 | 2,051,047 | No | 4 | P | Indirect | By J. Ward McConnell, Jr. Living Trust |
| Common Stock | Acquisiton | 2019-12-10 | 1,400 | $1.75 | 2,052,447 | No | 4 | P | Indirect | By J. Ward McConnell, Jr. Living Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By J. Ward McConnell, Jr. Living Trust |
| No | 4 | P | Indirect | By J. Ward McConnell, Jr. Living Trust |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | $8.66 | 2011-04-28 | 2021-04-28 | 2,000 | 2,000 | Direct |
| Common Stock | Stock Option (Right to Buy) | $6.75 | 2012-04-26 | 2022-04-26 | 2,000 | 2,000 | Direct |
| Common Stock | Stock Option (Right to Buy) | $6.40 | 2013-04-25 | 2023-04-25 | 2,000 | 2,000 | Direct |
| Common Stock | Stock Option (Right to Buy) | $6.15 | 2014-04-29 | 2024-04-29 | 2,000 | 2,000 | Direct |
| Common Stock | Stock Option (Right to Buy) | $4.70 | 2015-04-22 | 2025-04-22 | 2,000 | 2,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2021-04-28 | 2,000 | 2,000 | Direct |
| 2022-04-26 | 2,000 | 2,000 | Direct |
| 2023-04-25 | 2,000 | 2,000 | Direct |
| 2024-04-29 | 2,000 | 2,000 | Direct |
| 2025-04-22 | 2,000 | 2,000 | Direct |
Footnotes
- The transaction was made in accordance with the terms of a Rule 10b5-1 trading plan previously adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
Billionaire Hedge Funds
