Filing Details

Accession Number:
0001179110-19-012641
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2019-12-11 15:58:10
Reporting Period:
2019-11-29
Accepted Time:
2019-12-11 15:58:10
Original Submission Date:
2019-12-02
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
26076 Cubic Corp CUB Measuring & Controlling Devices, Nec (3829) 951678055
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1711750 Anshooman Aga 9333 Balboa Ave
San Diego CA 92123
Evp/Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-11-29 400 $59.54 3,324 No 4 P Direct
Common Stock Acquisiton 2019-11-29 128 $59.58 250 No 4 P Indirect Cubic 401(k)
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Indirect Cubic 401(k)
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Unit Acquisiton 2019-11-29 13,064 $0.00 13,064 $0.00
Common Stock Restricted Stock Unit Acquisiton 2019-11-29 13,064 $0.00 13,064 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
13,064 No 4 A Direct
13,064 No 4 A Direct
Footnotes
  1. Represents the weighted average sale price for the entire number of shares sold. The sale prices range from $59.5215 to $59.566 per share. Information on the actual number of shares sold ateach sale price can be obtained from Issuer upon request.
  2. Amount reflects updated amount of shares held directly by Reporting Person. October 1, 2018 Form 4 incorrectly listed shares as acquired when they were disposed of. This number correctlyreflects the number of shares directly held by Reporting Person.
  3. Represents shares held by the Reporting Person's 401(k).
  4. Each restricted stock unit ("RSU") represents a contingent right to receive one share of CUB common stock.
  5. The performance-based RSUs vest on the date the Board of Directors certifies CUB's sales growth, EBITDA growth, and Total Shareholder Return for the three-year performance periodending on September 30, 2022, subject to the Reporting Person's continued service with CUB through such vesting date.
  6. The time-based RSUs vest in three equal installments on each of October 1, 2020, 2021, and 2022 subject to Reporting Person's continued service with CUB through such date. Dividendequivalent rights accrue with respect to the RSUs when and as dividends are paid on CUB common stock and vest proportionately with the RSUs to which they relate. Vested shares and accrueddividends will be delivered to the Reporting Person following each vesting date.