Home > Insider Trading > Filing (0001127602-19-034726)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1025835	Enterprise Financial Services Corp	EFSC	State Commercial Banks (6022)	431706259

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1454515	Richard Scott Goodman	150 N. Meramec Clayton MO 63105	President	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2019-12-09	2,000	$45.31	45,872	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	4,419	Indirect	401(k) Plan

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Restricted Share Units	$0.00			560	560	Direct
Common Stock	Restricted Share Units	$0.00			616	616	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
	560	560	Direct
	616	616	Direct

Footnotes

This transaction is pursuant to a 10b5-1 plan.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.30 to $45.37, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The reporting person holds units in the stock fund and the number of shares reported as indirectly held in the 401 (k) plan in this row is an estimate of the number of shares of the issuer's Common Stock held in the unitized stock fund and allocated to the reporting person's account.
The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.
The RSU's vest 100% in the first quarter of 2021, subject to continued employment by the reporting person.
The RSU's vest 100% in the first quarter of 2022, subject to continued employment by the reporting person.