Filing Details
- Accession Number:
- 0001104659-19-071585
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-12-10 21:26:00
- Reporting Period:
- 2019-12-06
- Accepted Time:
- 2019-12-10 21:26:00
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1618732 | Nutanix Inc. | NTNX | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1366050 | Ravi Mhatre | 2200 Sand Hill Road Menlo Park CA 94025 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2019-12-06 | 2,000,000 | $0.00 | 2,000,000 | No | 4 | C | Indirect | By Lightspeed Venture Partners VIII, L.P. |
Class A Common Stock | Disposition | 2019-12-06 | 2,000,000 | $0.00 | 0 | No | 4 | J | Indirect | By Lightspeed Venture Partners VIII, L.P. |
Class A Common Stock | Acquisiton | 2019-12-06 | 391,244 | $0.00 | 391,244 | No | 4 | J | Indirect | By Lightspeed General Partner VIII, L.P. |
Class A Common Stock | Disposition | 2019-12-06 | 391,244 | $0.00 | 0 | No | 4 | J | Indirect | By Lightspeed General Partner VIII, L.P. |
Class A Common Stock | Acquisiton | 2019-12-06 | 52,562 | $0.00 | 454,024 | No | 4 | J | Indirect | By: Mhatre Investments LP - Fund 1 |
Class A Common Stock | Disposition | 2019-12-09 | 83,923 | $34.01 | 106,440 | No | 4 | S | Indirect | By Lightspeed Venture Partners Select, L.P. |
Class A Common Stock | Disposition | 2019-12-10 | 106,146 | $33.20 | 294 | No | 4 | S | Indirect | By Lightspeed Venture Partners Select, L.P. |
Class A Common Stock | Disposition | 2019-12-10 | 294 | $33.92 | 0 | No | 4 | S | Indirect | By Lightspeed Venture Partners Select, L.P. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | By Lightspeed Venture Partners VIII, L.P. |
No | 4 | J | Indirect | By Lightspeed Venture Partners VIII, L.P. |
No | 4 | J | Indirect | By Lightspeed General Partner VIII, L.P. |
No | 4 | J | Indirect | By Lightspeed General Partner VIII, L.P. |
No | 4 | J | Indirect | By: Mhatre Investments LP - Fund 1 |
No | 4 | S | Indirect | By Lightspeed Venture Partners Select, L.P. |
No | 4 | S | Indirect | By Lightspeed Venture Partners Select, L.P. |
No | 4 | S | Indirect | By Lightspeed Venture Partners Select, L.P. |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Class B Common Stock | Disposition | 2019-12-06 | 2,000,000 | $0.00 | 2,000,000 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
2,141,783 | No | 4 | C | Indirect |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 414,352 | Direct |
Footnotes
- Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.
- The shares are held of record by Lightspeed Venture Partners VIII, L.P. ("Lightspeed VIII").
- Lightspeed Ultimate General Partner VIII, Ltd. is the sole general partner of Lightspeed General Partner VIII, L.P. ("LGP VIII"), which is the sole general partner of Lightspeed VIII. The individual directors of Lightspeed Ultimate General Partner VIII, Ltd. are Barry Eggers, Ravi Mhatre and Peter Nieh. Mr. Mhatre disclaims his beneficial ownership of the shares except to the extent of his pecuniary interest therein.
- Represents in-kind distribution by Lightspeed VIII without consideration to its partners (including LGP VIII, the general partner of Lightspeed VIII).
- The shares are held of record by LGP VIII.
- Represents in-kind distribution by LGP VIII without consideration to its partners (including Mr. Mhatre).
- The shares are held of record by Mhatre Investments LP - Fund 1. Mr. Mhatre serves as the trustee of the general partner of such entity.
- These sales were executed in multiple trades at prices ranging from $37.71 to $34.49. The price reported above reflects the weighted average sale price. Mr. Mhatre hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.
- The shares are held of record by Lightspeed Venture Partners Select, L.P. ("LSVP Select"). Lightspeed Ultimate General Partner Select, Ltd. is the sole general partner of Lightspeed General Partner Select, L.P. ("LGP Select"), which is the sole general partner of LSVP Select. The individual directors of Lightspeed Ultimate General Partner Select, Ltd. are Barry Eggers, Jeremy Liew, Ravi Mhatre and Peter Nieh. Mr. Mhatre disclaims his beneficial ownership of the shares except to the extent of his pecuniary interest therein.
- These sales were executed in multiple trades at prices ranging from $32.88 to $33.80. The price reported above reflects the weighted average sale price. Mr. Mhatre hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.
- These sales were executed in multiple trades at prices ranging from $33.88 to $33.98. The price reported above reflects the weighted average sale price. Mr. Mhatre hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.