Filing Details
- Accession Number:
- 0000899243-19-028848
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-12-10 19:27:22
- Reporting Period:
- 2019-12-06
- Accepted Time:
- 2019-12-10 19:27:22
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1708493 | Harpoon Therapeutics Inc. | HARP | () | X0 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1700449 | Plc Bioscience Arix | 20 Berkeley Square Mayfair, London X0 W1J 6EQ | No | No | Yes | No | |
1756884 | Ltd Holdings Bioscience Arix | 20 Berkeley Square Mayfair, London X0 W1J 6EQ | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2019-12-06 | 47,752 | $19.15 | 2,844,367 | No | 4 | S | Indirect | See Footnote |
Common Stock | Disposition | 2019-12-09 | 26,438 | $18.30 | 2,817,929 | No | 4 | S | Indirect | See Footnote |
Common Stock | Disposition | 2019-12-09 | 77,316 | $18.12 | 2,740,613 | No | 4 | S | Indirect | See Footnote |
Common Stock | Disposition | 2019-12-10 | 131,696 | $16.91 | 2,608,917 | No | 4 | S | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
Footnotes
- These shares are owned directly by Arix Bioscience Holdings Limited, which is a wholly owned subsidiary of Arix Bioscience Plc. Arix Bioscience Plc is an indirect beneficial owner of the reported securities and disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.