Filing Details
- Accession Number:
- 0000059478-19-000320
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-12-10 11:56:18
- Reporting Period:
- 2019-12-06
- Accepted Time:
- 2019-12-10 11:56:18
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
59478 | Eli Lilly & Co | LLY | Pharmaceutical Preparations (2834) | 350470950 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1725140 | Myles O'neill | Lilly Corporate Center Indianapolis IN 46285 | Svp & Pres., Mfg. Operations | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2019-12-06 | 25,000 | $120.00 | 33,414 | No | 4 | S | Indirect | by spouse |
Common Stock | Disposition | 2019-10-30 | 222 | $0.00 | 40,424 | No | 5 | G | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | by spouse |
No | 5 | G | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 0 | Indirect | 401(k) - by spouse |
Common Stock | 1,206 | Indirect | 401(k) |
Footnotes
- The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting persons spouse on May 16, 2019.
- This transaction was executed in multiple trades at prices ranging from $120.00 to $120.33. The price reported reflects the weighted average purchase price. The spouse of the reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This share balance includes a rollover distribution on 02/28/19 of 1095 shares from reporting persons spouse's 401(k) account.
- Reporting person disclaims beneficial ownership of these shares.
- Distribution from spouse's 401(k) plan of 1095 shares as result of direct rollover. This amount includes a fractional share payout of $33.95. This transaction is being reported as it affects direct beneficial ownership.