Filing Details
- Accession Number:
- 0000049071-19-000118
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-12-10 09:31:06
- Reporting Period:
- 2019-12-06
- Accepted Time:
- 2019-12-10 09:31:06
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
49071 | Humana Inc | HUM | Hospital & Medical Service Plans (6324) | 610647538 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1565717 | S. Timothy Huval | Humana Inc. 500 West Main Street Louisville KY 40202 | Chief Administrative Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Humana Common | Acquisiton | 2019-12-06 | 5,166 | $217.42 | 14,548 | No | 4 | M | Direct | |
Humana Common | Acquisiton | 2019-12-06 | 2,207 | $268.47 | 16,755 | No | 4 | M | Direct | |
Humana Common | Disposition | 2019-12-06 | 7,373 | $348.60 | 9,382 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Humana Common | Options | Disposition | 2019-12-06 | 5,166 | $0.00 | 5,166 | $217.42 |
Humana Common | Options | Disposition | 2019-12-06 | 2,207 | $0.00 | 2,207 | $268.47 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
12,916 | 2024-03-08 | No | 4 | M | Direct | |
4,416 | 2025-02-19 | No | 4 | M | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Humana Common | Options | $307.97 | 2026-02-25 | 6,106 | 6,106 | Direct | |
Humana Common | Restricted Stock Units | $0.00 | 2,971 | 2,971 | Direct | ||
Humana Common | Restricted Stock Units | $0.00 | 1,025 | 1,025 | Direct | ||
Humana Common | Restricted Stock Units | $0.00 | 1,380 | 1,380 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2026-02-25 | 6,106 | 6,106 | Direct |
2,971 | 2,971 | Direct | |
1,025 | 1,025 | Direct | |
1,380 | 1,380 | Direct |
Footnotes
- Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 03/08/2017. 15,498 options vesting in three annual increments, and 7,749 options fully vest three years from the date of grant.
- Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/19/18, vesting in three increments from 02/19/19 to 02/19/21.
- Right to buy pursuant to the Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/25/19, vesting in three increments from 02/25/20 to 02/25/22.
- Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
- Restricted stock units granted to reporting person on 03/08/2017, 3,564 shares vesting in three annual increments on 12/15/17, 12/15/18, and 12/15/19. 1,782 shares fully vest three years from the date of grant.
- Restricted stock units granted to reporting person on 02/19/18, 33% of the award is vesting on 12/15/18, 12/15/19, and 12/15/20.
- Restricted stock units granted to reporting person on 02/25/19, 33% of the award is vesting on 12/15/19, 12/15/20, and 12/15/21.
- Price reported is weighted average sales price.