Filing Details
- Accession Number:
- 0001562180-19-005955
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-12-09 20:35:25
- Reporting Period:
- 2019-12-06
- Accepted Time:
- 2019-12-09 20:35:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1318008 | Zumiez Inc | ZUMZ | Retail-Apparel & Accessory Stores (5600) | 911040022 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1556913 | Codington Christopher Work | 4001 204Th Street Sw Lynnwood WA 98036 | Chief Financial Officer | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-12-06 | 13,066 | $28.30 | 54,542 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-12-06 | 3,610 | $24.81 | 58,152 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-12-06 | 13,066 | $35.00 | 45,086 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-12-06 | 3,610 | $35.00 | 41,476 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2019-12-06 | 13,066 | $0.00 | 13,066 | $28.30 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2019-12-06 | 3,610 | $0.00 | 3,610 | $24.81 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2013-09-15 | 2022-09-15 | No | 4 | M | Direct |
| 0 | 2014-03-18 | 2023-03-18 | No | 4 | M | Direct |
Footnotes
- The exercise and sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person in September 2019.
- The share total includes 10,813 shares acquired through the Zumiez Inc. Employee Stock Purchase Plan.
- Options subject to this grant vest over a 4-year period in equal annual installments.
Billionaire Hedge Funds
