Filing Details
- Accession Number:
- 0001209191-19-059754
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-12-09 17:29:30
- Reporting Period:
- 2019-12-05
- Accepted Time:
- 2019-12-09 17:29:30
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1013857 | Pegasystems Inc | PEGA | Services-Computer Processing & Data Preparation (7374) | 042787865 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1353196 | A Efstathios Kouninis | C/O Pegasystems Inc. 1 Rogers Street Cambridge MA 02142 | Vp Of Finance & Cao | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-12-05 | 128 | $0.00 | 465 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-12-05 | 38 | $75.31 | 427 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2019-12-05 | 337 | $77.00 | 90 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2019-12-06 | 843 | $20.49 | 933 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-12-06 | 405 | $78.00 | 528 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2019-12-06 | 438 | $78.00 | 90 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2019-12-09 | 327 | $0.00 | 417 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-12-09 | 97 | $76.98 | 320 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Disposition | 2019-12-05 | 128 | $0.00 | 128 | $0.00 |
| Common Stock | Stock Options | Disposition | 2019-12-06 | 843 | $0.00 | 843 | $20.49 |
| Common Stock | Restricted Stock Units | Disposition | 2019-12-09 | 327 | $0.00 | 327 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,663 | 2019-03-05 | No | 4 | M | Direct | |
| 844 | 2016-03-02 | 2025-03-02 | No | 4 | M | Direct |
| 1,632 | 2017-03-09 | No | 4 | M | Direct |
Footnotes
- Represents 5% vesting on December 5, 2019. The original grant was 2,558 restricted stock units, with 20% vesting on March 5, 2019, and remaining 80% vesting in equal quarterly installments over the remaining four years.
- Represents the exercise price of the stock options referenced in Table II and Mr. Kouninis's tax liability, which were paid by way of the Company withholding shares of equal value.
- Represents 5% vesting on December 9, 2019. The original grant was 6,527 restricted stock units, with 20% vesting on March 9, 2017, and the remaining 80% vesting in equal quarterly installments over the remaining four years.
- Does not include shares of common stock subject to unvested restricted stock units and/or options awards.
- Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.
- Once vested, the shares of common stock are not subject to expiration.
- Options vested 20% on March 2, 2016, with the remaining 80% vesting in equal quarterly installments over the next four years.
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