Filing Details
- Accession Number:
- 0001638599-19-001018
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-12-09 17:07:12
- Reporting Period:
- 2019-12-05
- Accepted Time:
- 2019-12-09 17:07:12
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1635282 | Rimini Street Inc. | RMNI | Services-Business Services, Nec (7389) | 364880301 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1717514 | Kevin Maddock | C/O 3993 Howard Hughes Parkway Suite 500 Las Vegas NV 89169 | Svp, Global Sales - Recurring | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-12-05 | 1,000 | $1.19 | 152,865 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-12-05 | 1,000 | $3.94 | 153,865 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2019-12-06 | 1,000 | $1.19 | 152,865 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-12-06 | 1,000 | $3.92 | 153,865 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2019-12-05 | 1,000 | $0.00 | 1,000 | $1.19 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2019-12-06 | 1,000 | $0.00 | 1,000 | $1.19 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 46,900 | 2022-05-07 | No | 4 | M | Direct | |
| 45,900 | 2022-05-07 | No | 4 | M | Direct |
Footnotes
- The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.
- The full exercise price is $1.19459 but due to space limitations could not be entered above.
- The shares subject to the option are fully-vested and exercisable.
Billionaire Hedge Funds
