Filing Details
- Accession Number:
- 0001567619-19-022784
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-12-09 17:03:00
- Reporting Period:
- 2019-10-11
- Accepted Time:
- 2019-12-09 17:03:00
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
811808 | Summit Financial Group Inc | SMMF | State Commercial Banks (6022) | 550672148 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1186836 | S Robert Tissue | Po Box 1822 Lewisburg WV 24901 | Senior Vp & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2019-10-11 | 700 | $0.00 | 73,176 | No | 5 | G | Direct | |
Common Stock | Disposition | 2019-12-06 | 1,400 | $26.46 | 71,776 | No | 4 | S | Direct | |
Common Stock | Disposition | 2019-12-06 | 2,009 | $26.56 | 69,769 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | G | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 740 | Indirect | by Spouse |
Common Stock | 13,728 | Indirect | By ESOP |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | $25.93 | 2005-12-06 | 2019-12-07 | 0 | 0 | Direct |
Common Stock | Stock-Settled Stock Appreciation Rights | $12.01 | 2016-04-22 | 2025-04-23 | 10,768 | 10,768 | Direct |
Common Stock | Stock-Settled Stock Appreciation Rights | $26.01 | 2018-02-09 | 2027-02-09 | 8,151 | 8,151 | Direct |
Common Stock | Stock-Settled Stock Appreciation Rights | $23.94 | 2020-02-07 | 2029-02-07 | 17,052 | 17,052 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2019-12-07 | 0 | 0 | Direct |
2025-04-23 | 10,768 | 10,768 | Direct |
2027-02-09 | 8,151 | 8,151 | Direct |
2029-02-07 | 17,052 | 17,052 | Direct |
Footnotes
- Option and/or SAR vests in 5 equal annual installments with the beginning date indicated.
- Option expires in 5 equal annual installments with the final dated indicated.
- The number of Derivative Securities Beneficially Owned changed due to the expiration of 1600 stock options on December 7, 2019.