Filing Details
- Accession Number:
- 0001567619-19-022782
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-12-09 17:00:16
- Reporting Period:
- 2019-12-04
- Accepted Time:
- 2019-12-09 17:00:16
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
896429 | Usa Technologies Inc | USAT | Calculating & Accounting Machines (No Electronic Computers) (3578) | 232679963 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1774736 | M James Pollock | 100 Deerfield Lane Suite 300 Malvern PA 19355 | Chief Compliance Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2019-12-04 | 2,173 | $6.91 | 2,173 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Qualified Stock Option (Right to Buy) | $6.28 | 2026-11-22 | 15,000 | 15,000 | Direct | |
Common Stock | Qualified Stock Option (Right to Buy) | $7.43 | 2026-10-07 | 5,760 | 5,760 | Direct | |
Common Stock | Qualified Stock Option (Right to Buy) | $3.88 | 2026-03-23 | 20,000 | 20,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2026-11-22 | 15,000 | 15,000 | Direct |
2026-10-07 | 5,760 | 5,760 | Direct |
2026-03-23 | 20,000 | 20,000 | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $6.88 to $6.91. The price set forth above reflects the weighted-average price per share. Mr. Pollock hereby undertakes to provide, upon request, to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- The stock options vest as follows: 5,000 on 11/22/20, 5,000 on 11/22/21, and 5,000 on 11/22/22.
- The stock options vest as follows: 1,920 upon issuance, 1,920 on 6/30/20, and 1,920 on 6/30/21.
- The stock options vest as follows: 6,667 on 3/23/20, 6,667 on 3/23/21, and 6,666 on 3/23/22.