Filing Details
- Accession Number:
- 0001238841-19-000009
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-12-09 16:14:00
- Reporting Period:
- 2019-12-05
- Accepted Time:
- 2019-12-09 16:14:00
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1069533 | Rgc Resources Inc | RGCO | Natural Gas Transmisison & Distribution (4923) | 541909697 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1238841 | S John Orazio D | Po Box 13007 Roanoke VA 24030 | Ceo & President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-12-05 | 900 | $14.40 | 44,940 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-12-05 | 900 | $28.75 | 44,040 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2019-12-06 | 92 | $14.40 | 44,132 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-12-06 | 92 | $28.75 | 44,040 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2019-12-06 | 2,308 | $14.15 | 46,348 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-12-06 | 2,308 | $28.75 | 44,040 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2019-12-06 | 100 | $14.15 | 44,140 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-12-06 | 100 | $28.97 | 44,040 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2019-12-06 | 600 | $14.15 | 44,640 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-12-06 | 600 | $29.10 | 44,040 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Options | Disposition | 2019-12-05 | 900 | $0.00 | 900 | $14.40 |
| Common Stock | Employee Stock Options | Disposition | 2019-12-06 | 92 | $0.00 | 92 | $14.40 |
| Common Stock | Employee Stock Options | Disposition | 2019-12-06 | 3,008 | $0.00 | 3,008 | $14.15 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 92 | 2015-06-04 | 2024-12-04 | No | 4 | M | Direct |
| 0 | 2015-06-04 | 2024-12-04 | No | 4 | M | Direct |
| 5,242 | 2016-06-03 | 2025-12-03 | No | 4 | M | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Options | $16.37 | 2017-06-08 | 2026-12-08 | 0 | 9,750 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2026-12-08 | 0 | 9,750 | Direct |
Footnotes
- Exercise of options granted 12/04/2014.
- Includes 187.825 shares purchased 11/01/2019 through dividends reinvested in the RGC Resources, Inc. Dividend Reinvestment Stock Purchase Plan and 55.161 restricted shares purchased 11/01/2019 through dividends reinvested in the RGC Resources, Inc. Restricted Stock Plan.
- Exercise of options granted 12/03/2015.
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