Filing Details
- Accession Number:
- 0001127602-19-034492
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-12-09 06:04:21
- Reporting Period:
- 2019-12-06
- Accepted Time:
- 2019-12-09 06:04:21
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1673358 | Yum China Holdings Inc. | YUMC | Retail-Eating Places (5812) | 812421743 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1685867 | Angela Ai | Yum China Building 20 Tian Yao Qiao Road Shanghai F4 200030 | Chief Development Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-12-06 | 29,481 | $21.06 | 34,737 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-12-06 | 13,798 | $45.00 | 20,939 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2019-12-06 | 15,683 | $45.00 | 5,256 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Right | Disposition | 2019-12-06 | 29,481 | $0.00 | 29,481 | $21.06 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 9,827 | 2026-02-05 | No | 4 | M | Direct |
Footnotes
- The transactions reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan previously adopted by this reporting person on November 26, 2019.
- The transactions reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan previously adopted by this reporting person on November 26, 2019.
- The transactions reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan previously adopted by this reporting person on November 26, 2019.
- Vesting occurs 25% per year beginning one year from 2/5/2016.
Billionaire Hedge Funds
