Filing Details
- Accession Number:
- 0001209191-19-059519
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-12-06 17:54:20
- Reporting Period:
- 2019-12-04
- Accepted Time:
- 2019-12-06 17:54:20
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 784011 | Pope Resources Ltd Partnership | POPE | Forestry (800) | 911313292 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 933422 | H James Dahl | 4314 Pablo Oaks Court Jacksonville FL 32224 | No | No | Yes | No | |
| 1542075 | L. William Dahl | 4314 Pablo Oaks Court Jacksonville FL 32224 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Limited Partnership Units | Acquisiton | 2019-12-04 | 413 | $92.98 | 2,836 | No | 4 | P | Indirect | By JHD Traditional IRA |
| Limited Partnership Units | Acquisiton | 2019-12-04 | 500 | $92.98 | 28,911 | No | 4 | P | Indirect | By KMD Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By JHD Traditional IRA |
| No | 4 | P | Indirect | By KMD Trust |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Limited Partnership Units | 188,648 | Indirect | By IRA Accounts |
| Limited Partnership Units | 6,521 | Indirect | By JHD Trust |
| Limited Partnership Units | 170 | Indirect | TD IRA |
| Limited Partnership Units | 600 | Indirect | WD IRAs |
| Limited Partnership Units | 147,652 | Direct | |
| Limited Partnership Units | 102,842 | Indirect | By JHD Trust FBO KWD |
| Limited Partnership Units | 21,879 | Indirect | By JHD Trust FBO JAD |
| Limited Partnership Units | 29,250 | Indirect | By Dahl Family Foundation |
Footnotes
- The price reported in Column 4 is a weighted average price. The units were purchased at prices ranging from $92.90 to $93.00 per unit. The reporting persons undertake to provide the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of units purchased at each separate price within the ranges set forth in this Footnote.
- Units are held by IRA FBO James H. Dahl, Traditional IRA Account.
- The price reported in Column 4 is a weighted average price. The units were purchased at prices ranging from $92.76 to $92.99 per unit. The reporting persons undertake to provide the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of units purchased at each separate price within the ranges set forth in this Footnote.
- Units are held by Kathleen M. Dahl Irrevocable Trust, the trustee of which is James H. Dahl.
- Units are held in two IRA accounts as follows: 54,534 unit held by IRA FBO James H. Dahl (ROTH Conversion Account) and 134,114 units held by IRA FBO James H. Dahl (ROTH II Jefferies).
- Units are owned by the James H. Dahl Irrevocable Trust, 2007, James Schmitt, Trustee.
- Units are held by IRA custodial accounts for the benefit of Theresa A. Dahl.
- Units are held by in IRA accounts for the benefit of William L. Dahl.
- Units are held by James H. Dahl Trust FBO Kathryn Whitten Dahl, the trustee of which is William L. Dahl.
- Units are held by James H. Dahl Trust FBO James Andrew Dahl, the trustee of which is William L. Dahl.
- Units are held by Dahl Family Foundation, the trustee of which is William L. Dahl. Neither James H. Dahl nor any member of his family has any pecuniary interest in the units held by the Dahl Family Foundation, Inc.
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