Filing Details
- Accession Number:
- 0001209191-19-059485
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-12-06 16:35:48
- Reporting Period:
- 2019-12-05
- Accepted Time:
- 2019-12-06 16:35:48
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 718937 | Staar Surgical Co | STAA | Ophthalmic Goods (3851) | 953797439 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1781825 | K. Jon Hayashida | 25651 Atlantic Ocean Drive Lake Forest CA 92630 | Vp, Global Clinical, Medical | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-12-05 | 32,335 | $8.64 | 53,658 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-12-05 | 32,335 | $37.15 | 21,323 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-12-05 | 15,073 | $37.31 | 6,250 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock Options | Common Stock Options | Disposition | 2019-12-05 | 32,335 | $0.00 | 32,335 | $8.64 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 17,665 | 2025-07-26 | No | 4 | M | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.00 to $37.33, inclusive.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.00 to $37.55, inclusive.
- The options vested in three equal installments on July 27, 2016, July 27, 2017, and July 27, 2018.
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