Filing Details
- Accession Number:
- 0001209191-19-059482
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-12-06 16:34:55
- Reporting Period:
- 2019-12-04
- Accepted Time:
- 2019-12-06 16:34:55
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 718937 | Staar Surgical Co | STAA | Ophthalmic Goods (3851) | 953797439 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1488891 | Hans-Martin Blickensdoerfer | 25651 Atlantic Ocean Drive Lake Forest CA 92630 | Sr. Vp, Comm. Ops, China | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-12-04 | 25,000 | $5.68 | 149,200 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-12-04 | 25,000 | $38.15 | 124,200 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2019-12-04 | 20,000 | $5.49 | 144,200 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-12-04 | 20,000 | $38.15 | 124,200 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Stock Options | Disposition | 2019-12-04 | 25,000 | $0.00 | 25,000 | $5.68 |
| Common Stock | Common Stock Options | Disposition | 2019-12-04 | 20,000 | $0.00 | 20,000 | $5.49 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2020-12-14 | No | 4 | M | Direct | |
| 0 | 2021-03-14 | No | 4 | M | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.00 to $38.33, inclusive.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.00 to $38.33, inclusive.
- The options vested in three equal installments on December 15, 2011, December 15, 2012, and December 15, 2013.
- The options vested in three equal installments on March 15, 2012, March 15, 2013, and March 15, 2014.
Billionaire Hedge Funds
