Filing Details
- Accession Number:
- 0001209191-19-059384
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-12-05 18:44:59
- Reporting Period:
- 2019-12-03
- Accepted Time:
- 2019-12-05 18:44:59
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1056903 | American States Water Co | AWR | Water Supply (4941) | 954676679 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1279288 | C William Gedney | 630 E Foothill Blvd. San Dimas CA 91773 | Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Acquisiton | 2019-06-03 | 6 | $73.47 | 23,117 | No | 4 | A | Direct | |
| Common Shares | Acquisiton | 2019-09-03 | 5 | $93.78 | 23,122 | No | 4 | A | Direct | |
| Common Shares | Acquisiton | 2019-12-02 | 6 | $84.61 | 23,128 | No | 4 | A | Direct | |
| Common Shares | Acquisiton | 2019-12-03 | 1,932 | $16.68 | 25,060 | No | 4 | M | Direct | |
| Common Shares | Disposition | 2019-12-03 | 1,392 | $84.65 | 23,668 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2019-12-03 | 320 | $84.68 | 23,348 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2019-12-03 | 1 | $84.69 | 23,347 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2019-12-03 | 100 | $84.63 | 23,247 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2019-12-03 | 16 | $84.72 | 23,231 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2019-12-03 | 3 | $84.73 | 23,228 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2019-12-03 | 100 | $84.64 | 23,128 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | A | Direct | |
| No | 4 | A | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Shares | Employee Stock Options (Right to Buy) | Acquisiton | 2019-12-03 | 1,932 | $0.00 | 1,932 | $16.68 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2011-01-31 | 2020-01-31 | No | 4 | M | Direct |
Footnotes
- DER Units credited on 06/03/2019 as dividend at FMV
- DER Units credited on 09/03/2019 as dividend at FMV
- DER unites credited on 12/02/2019 as dividend at FMV
Billionaire Hedge Funds
