Filing Details
- Accession Number:
- 0000899243-19-028612
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-12-05 18:37:50
- Reporting Period:
- 2019-12-03
- Accepted Time:
- 2019-12-05 18:37:50
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1372807 | Portman Ridge Finance Corp | PTMN | () | 205951150 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1549748 | J. Edward Goldthorpe | C/O Portman Ridge Finance Corporation 650 Madison Avenue New York NY 10022 | President, Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-12-03 | 23,238 | $2.06 | 55,877 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2019-12-04 | 1,000 | $2.07 | 56,877 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Footnotes
- Represents a weighted average price, as this transaction was executed in multiple trades at prices ranging from $2.05 to $2.07. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares purchased at each separate price.
- Represents a weighted average price, as this transaction was executed in multiple trades at prices ranging from $2.07 to $2.08. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares purchased at each separate price.
Billionaire Hedge Funds
