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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
709283	Quantum Corp	QMCO	Computer Storage Devices (3572)	942665054

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1411509	John Fichthorn	C/O Quantum Corporation 224 Airport Parkway, Suite 550 San Jose CA 95110		Yes	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2019-12-03	969,900	$5.25	0	No	4	S	Indirect	Held by Dialectic Antithesis Partners, LP

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	Held by Dialectic Antithesis Partners, LP

Footnotes

On December 3, 2019, Dialectic Antithesis Partners, LP crossed 969,900 shares of QMCO Common Stock to its affiliate, B. Riley Financial, Inc., its ultimate parent company.
BR Dialectic Capital Management, LLC is the investment manager of Dialectic Antithesis Partners, LP and, as such, shares voting and dispositive power over the securities held by Dialectic Antithesis Partners, LP. The Reporting Person is a portfolio manager for BR Dialectic Capital Management, LLC and therefore shares voting and dispositive power over the securities, but the Reporting Person disclaims beneficial ownership of any of QMCO's securities in which he does not have a pecuniary interest or that he does not directly own. BR Dialectic Capital Management, LLC is a wholly owned subsidiary of B. Riley Financial, Inc., a publicly traded Delaware corporation (Nasdaq: RILY). B. Riley Financial, Inc. is the holder of the reported securities as a result of the reported transaction.