Filing Details

Accession Number:
0000899243-19-028597
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-12-05 17:22:58
Reporting Period:
2019-11-08
Accepted Time:
2019-12-05 17:22:58
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1358762 Reata Pharmaceuticals Inc RETA () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1193284 William Rose 3963 Maple Avenue, Suite 200
Dallas TX 75219
Yes No Yes Yes
1675029 E. Charles Gale 3963 Maple Avenue, Suite 200
Dallas TX 75219
No No Yes Yes
1675042 Montrose Investments Gp, Llc 3963 Maple Avenue, Suite 200
Dallas TX 75219
No No No Yes
1675064 P. Evelyn Rose 3963 Maple Avenue, Suite 200
Dallas TX 75219
No No No Yes
1675066 Ira Rollover Fidelity Rose P. Evelyn 3963 Maple Avenue, Suite 200
Dallas TX 75219
No No No Yes
1675112 Ira Rollover Fidelity Gale E. Charles 3963 Maple Avenue, Suite 200
Dallas TX 75219
No No No Yes
1675137 Montrose Investments I, L.p. 3963 Maple Avenue, Suite 200
Dallas TX 75219
No No No Yes
1724752 Trust Survivor's Rose Potter Evelyn 3963 Maple Avenue, Suite 200
Dallas TX 75219
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2019-11-08 15,869 $0.00 29,386 No 4 C Direct
Class A Common Stock Disposition 2019-11-18 400 $205.10 28,986 No 4 S Direct
Class A Common Stock Disposition 2019-11-18 600 $200.00 28,386 No 4 S Direct
Class A Common Stock Disposition 2019-11-19 2,000 $210.00 26,386 No 4 S Direct
Class A Common Stock Disposition 2019-11-20 591 $215.89 25,795 No 4 S Direct
Class A Common Stock Disposition 2019-11-20 2,000 $210.00 23,795 No 4 S Direct
Class A Common Stock Disposition 2019-11-20 2,000 $211.27 21,795 No 4 S Direct
Class A Common Stock Disposition 2019-11-20 2,000 $215.32 19,795 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Class B common stock Acquisiton 2019-11-08 15,869 $0.00 15,869 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 11,618 Direct
Class A Common Stock 879,281 Indirect By trust
Class A Common Stock 7,886 Indirect See Footnote
Class A Common Stock 20 Indirect By trust
Class A Common Stock 45 Indirect By trust
Class A Common Stock 29 Indirect See Footnote
Class A Common Stock 180,909 Indirect By Montrose
Footnotes
  1. The Class B common stock is convertible into Class A common stock on a one-for-one basis at the holder's election at any time. The conversion right of the Class B common stock has no expiration date.
  2. These shares are owned directly by Charles E. Gale.
  3. These shares are owned directly by William E. Rose, a director of the issuer.
  4. These shares are owned directly by the Survivor's Trust, a ten percent owner of the issuer, for Charles E. Gale and Evelyn P. Rose serve as co-trustees.
  5. These shares are owned directly by Evelyn P. Rose Fidelity Rollover IRA and indirectly by Evelyn R. Rose.
  6. These shares are owned indirectly by William E. Rose, a director of the issuer, as co-trustee of the Charles Henry Rose 2001 Trust.
  7. These shares are owned indirectly by William E. Rose, a director of the issuer, as co-trustee of the John William Rose 2002 Trust.
  8. These shares are owned directly by the Charles E. Gale Fidelity Rollover IRS and indirectly by Charles E. Gale.
  9. These shares are owned directly by Montrose Investments I, L.P. ("Montrose"), and indirectly by William E. Rose, a director of the issuer, as sole shareholder and sole manager of the general partner of Montrose.