Filing Details
- Accession Number:
- 0000899243-19-028597
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-12-05 17:22:58
- Reporting Period:
- 2019-11-08
- Accepted Time:
- 2019-12-05 17:22:58
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1358762 | Reata Pharmaceuticals Inc | RETA | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1193284 | William Rose | 3963 Maple Avenue, Suite 200 Dallas TX 75219 | Yes | No | Yes | Yes | |
1675029 | E. Charles Gale | 3963 Maple Avenue, Suite 200 Dallas TX 75219 | No | No | Yes | Yes | |
1675042 | Montrose Investments Gp, Llc | 3963 Maple Avenue, Suite 200 Dallas TX 75219 | No | No | No | Yes | |
1675064 | P. Evelyn Rose | 3963 Maple Avenue, Suite 200 Dallas TX 75219 | No | No | No | Yes | |
1675066 | Ira Rollover Fidelity Rose P. Evelyn | 3963 Maple Avenue, Suite 200 Dallas TX 75219 | No | No | No | Yes | |
1675112 | Ira Rollover Fidelity Gale E. Charles | 3963 Maple Avenue, Suite 200 Dallas TX 75219 | No | No | No | Yes | |
1675137 | Montrose Investments I, L.p. | 3963 Maple Avenue, Suite 200 Dallas TX 75219 | No | No | No | Yes | |
1724752 | Trust Survivor's Rose Potter Evelyn | 3963 Maple Avenue, Suite 200 Dallas TX 75219 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2019-11-08 | 15,869 | $0.00 | 29,386 | No | 4 | C | Direct | |
Class A Common Stock | Disposition | 2019-11-18 | 400 | $205.10 | 28,986 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2019-11-18 | 600 | $200.00 | 28,386 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2019-11-19 | 2,000 | $210.00 | 26,386 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2019-11-20 | 591 | $215.89 | 25,795 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2019-11-20 | 2,000 | $210.00 | 23,795 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2019-11-20 | 2,000 | $211.27 | 21,795 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2019-11-20 | 2,000 | $215.32 | 19,795 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Class B common stock | Acquisiton | 2019-11-08 | 15,869 | $0.00 | 15,869 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 11,618 | Direct | |
Class A Common Stock | 879,281 | Indirect | By trust |
Class A Common Stock | 7,886 | Indirect | See Footnote |
Class A Common Stock | 20 | Indirect | By trust |
Class A Common Stock | 45 | Indirect | By trust |
Class A Common Stock | 29 | Indirect | See Footnote |
Class A Common Stock | 180,909 | Indirect | By Montrose |
Footnotes
- The Class B common stock is convertible into Class A common stock on a one-for-one basis at the holder's election at any time. The conversion right of the Class B common stock has no expiration date.
- These shares are owned directly by Charles E. Gale.
- These shares are owned directly by William E. Rose, a director of the issuer.
- These shares are owned directly by the Survivor's Trust, a ten percent owner of the issuer, for Charles E. Gale and Evelyn P. Rose serve as co-trustees.
- These shares are owned directly by Evelyn P. Rose Fidelity Rollover IRA and indirectly by Evelyn R. Rose.
- These shares are owned indirectly by William E. Rose, a director of the issuer, as co-trustee of the Charles Henry Rose 2001 Trust.
- These shares are owned indirectly by William E. Rose, a director of the issuer, as co-trustee of the John William Rose 2002 Trust.
- These shares are owned directly by the Charles E. Gale Fidelity Rollover IRS and indirectly by Charles E. Gale.
- These shares are owned directly by Montrose Investments I, L.P. ("Montrose"), and indirectly by William E. Rose, a director of the issuer, as sole shareholder and sole manager of the general partner of Montrose.