Home > Insider Trading > Filing (0000807249-19-000223)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1060349	Gamco Investors Inc. Et Al	GBL	Security Brokers, Dealers & Flotation Companies (6211)	134007862

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1185533	J Mario Gabelli	C/O Gamco Investors, Inc One Corporate Center Rye NY 10580	Chairman & Ceo	No	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Acquisiton	2019-12-05	1,500	$17.73	6,240	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common Stock	21,006	Indirect	By: GGCP, Inc.
Class A Common Stock	2,200,000	Indirect	By: Associated Capital Group, Inc.
Class A Common Stock	816,501	Indirect	By: Gabelli & Company Investment Advisers, Inc.
Class B Common Stock	453,295	Direct
Class B Common Stock	18,313,741	Indirect	By: GGCP Holdings, LLC

Footnotes

Pursuant to a resolution approved by the Issuer's Board of Directors, as of the date of this filing, there are 599,943 shares of Class B Stock that can be converted into Class A Stock.
These shares of the Issuer's Class B Stock are held by GGCP Holdings, LLC ("Holdings") via GGCP, Inc. ("GGCP"). The Reporting Person may be deemed to have beneficial ownership of the Class B Stock held by Holdings on the basis of (i) his position as the Chief Executive Officer of, a director of, and the controlling shareholder of, GGCP, which is the manager and a majority member of Holdings, and (ii) certain profit interests in Holdings. The Reporting Person disclaims any beneficial ownership of Class B Stock held by Holdings except to the extent of his pecuniary interest therein.