Filing Details
- Accession Number:
- 0001209191-19-059314
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-12-05 16:35:48
- Reporting Period:
- 2019-11-29
- Accepted Time:
- 2019-12-05 16:35:48
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1057060 | Marinemax Inc | HZO | Retail-Auto & Home Supply Stores (5531) | 593496957 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1340722 | Allen Joseph Watters | 10813 Portofino Place Los Angeles CA 90077 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-11-29 | 5,000 | $0.00 | 74,589 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-12-04 | 10,000 | $7.00 | 84,589 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-12-04 | 10,000 | $16.31 | 74,589 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Disposition | 2019-11-29 | 5,000 | $0.00 | 5,000 | $0.00 |
| Common Stock | Restricted Stock Units | Acquisiton | 2019-12-03 | 5,000 | $0.00 | 5,000 | $0.00 |
| Common Stock | Director Stock Option (Right to Buy) | Disposition | 2019-12-04 | 10,000 | $0.00 | 10,000 | $7.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | M | Direct | ||
| 5,000 | No | 4 | A | Direct | ||
| 0 | 2019-12-08 | No | 4 | M | Direct |
Footnotes
- The shares were exercised and sold pursuant to a 10b5-1 Sales Plan.
- This transaction was executed in multiple trades at prices ranging from $16.26 to $16.38. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
- Each restricted stock unit represents a contingent right to receive one share of MarineMax, Inc. Common Stock.
- The restricted stock units vested on November 29, 2019.
- The restricted stock units are all scheduled to vest on December 3, 2020.
- 1/12 of the options vested and became exercisable on a monthly basis for a one-year period beginning on December 8, 2009.
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