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Filing Details

Accession Number:: 0001127602-19-034364
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2019-12-05 16:26:54
Reporting Period:: 2019-12-03

Accepted Time:: 2019-12-05 16:26:54
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
906107	Equity Residential	EQR	Real Estate Investment Trusts (6798)	363877868

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1024193	Samuel Zell	Two North Riverside Plaza, Suite 600 Chicago IL 60606		Yes	No	No	Yes

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Shares Of Beneficial Interest	Acquisiton	2019-12-03	81,300	$28.10	82,979	No	4	M	Direct
Common Shares Of Beneficial Interest	Disposition	2019-12-03	81,300	$84.07	1,679	No	4	S	Direct
Common Shares Of Beneficial Interest	Acquisiton	2019-12-03	161,787	$28.10	163,466	No	4	M	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Shares Of Beneficial Interest	Non-qualified Stock Option (Right to Buy)	Disposition	2019-12-03	81,300	$0.00	81,300	$28.10
Common Shares Of Beneficial Interest	Non-qualified Stock Option (Right to Buy)	Disposition	2019-12-03	161,787	$0.00	161,787	$28.10

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
161,787		2020-02-05	No	4	M	Direct
0		2020-02-05	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Shares Of Beneficial Interest	600	Indirect	By Spouse, Trustee for Helen Zell Revocable Trust
Common Shares Of Beneficial Interest	1,206,968	Indirect	Samstock, L.L.C.
Common Shares Of Beneficial Interest	2,730,294	Indirect	Samuel Zell Revocable Trust
Common Shares Of Beneficial Interest	694,344	Indirect	SERP Account
Common Shares Of Beneficial Interest	1,246	Indirect	SZ JoAnn Trust
Common Shares Of Beneficial Interest	1,246	Indirect	SZ Kellie Trust
Common Shares Of Beneficial Interest	1,246	Indirect	SZ Matthew Trust
Common Shares Of Beneficial Interest	154,480	Indirect	Zell Family Foundation

Footnotes

The price represents the weighted average price of the shares sold. The shares were sold within a range of $83.90 to $84.34. The reporting person will provide, upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.
Shares reported herein are beneficially owned by the Helen Zell Revocable Trust ("HZRT"). Mr. Zell's spouse, Helen Zell, is the trustee of HZRT. Mr. Zell disclaims beneficial ownership of the shares reported as beneficially owned by him except to the extent of any pecuniary interest therein.
Shares reported herein are beneficially owned by Samstock, L.L.C. ("Samstock"). The sole member of Samstock is SZ Investments, L.L.C. ("SZ"). The managing member of SZ is Chai Trust Company, LLC ("Chai Trust"). Mr. Zell is not an officer or director of Chai Trust and does not have voting or dispositive power over such shares. Mr. Zell disclaims beneficial ownership of such shares except to the extent of any pecuniary interest therein.
Shares reported herein are owned by the Samuel Zell Revocable Trust. Mr. Zell is sole trustee and beneficiary of the Samuel Zell Revocable Trust, and, as such, he may be deemed the beneficial owner of the shares reported herein. Includes 462,421 shares previously held directly by the reporting person.
Represents shares owned by Principal Trust Company, as Trustee of the Equity Residential Supplemental Executive Retirement Plan, for the benefit of the reporting person, and includes shares acquired through dividend reinvestments.
Shares reported herein are beneficially owned by the SZ JoAnn Trust ("SZJT"), of which Chai Trust Company, LLC ("Chai Trust") is the trustee. Mr. Zell is not an officer or director of Chai Trust and does not have voting or dispositive power over such shares. Mr. Zell disclaims beneficial ownership of such shares except to the extent of any pecuniary interest therein.
Shares reported herein are beneficially owned by the SZ Kellie Trust ("SZKT"), of which Chai Trust Company, LLC ("Chai Trust") is the trustee. Mr. Zell is not an officer or director of Chai Trust and does not have voting or dispositive power over such shares. Mr. Zell disclaims beneficial ownership of such shares except to the extent of any pecuniary interest therein.
Shares reported herein are beneficially owned by the SZ Matthew Trust ("SZMT"), of which Chai Trust Company, LLC ("Chai Trust") is the trustee. Mr. Zell is not an officer or director of Chai Trust and does not have voting or dispositive power over such shares. Mr. Zell disclaims beneficial ownership of such shares except to the extent of any pecuniary interest therein.
Shares reported herein are beneficially owned by the Zell Family Foundation ("Foundation"). Mr. Zell is a director of the Foundation; however, Mr. Zell does not have voting or dispositive power over such shares, or any pecuniary interest therein, and therefore disclaims beneficial ownership of such shares.
Represents share options which vested in approximately three equal installments on February 5, 2011, February 5, 2012 and February 5, 2013.