Filing Details
- Accession Number:
- 0001209191-19-059239
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-12-05 13:33:18
- Reporting Period:
- 2019-12-04
- Accepted Time:
- 2019-12-05 13:33:18
- SEC Url:
- Form 4 Filing
Issuer
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1181274 | H William Spence | Two North Ninth Street Allentown PA 18101 | Chairman And Ceo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-12-04 | 388,968 | $26.59 | 558,696 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-12-04 | 388,968 | $34.50 | 169,728 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Options (Right to Buy) | Disposition | 2019-12-04 | 388,968 | $0.00 | 388,968 | $26.59 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2023-01-23 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 143 | Indirect | Held in trust pursuant to the Employee Stock Ownership Plan. |
| Common Stock | 12,824 | Indirect | Held in trust for benefit of Mr. Spence's wife. |
Footnotes
- This Form 4 report reflects the exercise of 388,968 stock options and sale of underlying shares pursuant to a 10b5-1 plan, dated November 7, 2018.
- Total includes the reinvestment of dividends.
- Represents the exercise of 388,968 stock options from a total grant of 776,968 stock options that vested in three equal annual installments beginning on January 24, 2014.
Billionaire Hedge Funds
