Filing Details
- Accession Number:
- 0001666071-19-000178
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-12-05 08:52:56
- Reporting Period:
- 2019-12-02
- Accepted Time:
- 2019-12-05 08:52:56
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1666071 | Cardlytics Inc. | CDLX | Services-Computer Programming, Data Processing, Etc. (7370) | 263039436 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1730451 | Thomas David Evans | C/O Cardlytics, Inc. 675 Ponce De Leon Avenue Ne, Suite 6000 Atlanta GA 30308 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-12-02 | 22,500 | $9.08 | 72,236 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-12-02 | 17,000 | $55.94 | 55,236 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-12-02 | 2,414 | $60.00 | 52,822 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-12-03 | 2,586 | $60.00 | 50,236 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2019-12-02 | 22,500 | $0.00 | 22,500 | $9.08 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2024-08-08 | No | 4 | M | Direct |
Footnotes
- Includes 702 shares of Common Stock acquired under the Issuer's Employee Stock Purchase Plan.
- These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 23, 2019.
- Fully vested.
Billionaire Hedge Funds
