Filing Details

Accession Number:
0001192482-19-000465
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2019-12-04 19:54:47
Reporting Period:
2019-11-18
Accepted Time:
2019-12-04 19:54:47
Original Submission Date:
2019-11-20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1372299 Ocugen Inc. OCGN Orthopedic, Prosthetic & Surgical Appliances & Supplies (3842) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1790205 Junge Zhang C/O Ocugen, Inc. 5 Great Valley Parkway
Suite 160
Malvern PA 19355
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-11-18 98,500 $0.41 133,578 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 212,863 Indirect By Gupiao Trust
Footnotes
  1. The reporting person's original Form 4 filed 11/20/2019 reported the purchase of 1,500 shares in excess of the amount actually acquired by the reporting person in the reported transaction, and such additional shares were included in two subsequent Forms 4 filed by the reporting person.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $0.41 to $0.42. The reporting person undertakes to provide Ocugen, Inc., any security holder of Ocugen, Inc, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in footnote (2) to this Form 4.