Filing Details
- Accession Number:
- 0001562180-19-005893
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-12-04 19:16:05
- Reporting Period:
- 2019-12-02
- Accepted Time:
- 2019-12-04 19:16:05
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 719739 | Svb Financial Group | SIVB | State Commercial Banks (6022) | 942856336 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1259867 | W Gregory Becker | 3005 Tasman Drive Santa Clara CA 95054 | President And Ceo | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-06-28 | 127 | $166.46 | 62,013 | No | 5 | A | Indirect | Revocable Trust |
| Common Stock | Acquisiton | 2019-12-02 | 4,828 | $71.11 | 66,841 | No | 4 | M | Indirect | Revocable Trust |
| Common Stock | Disposition | 2019-12-02 | 2,597 | $232.83 | 64,244 | No | 4 | S | Indirect | Revocable Trust |
| Common Stock | Disposition | 2019-12-02 | 1,376 | $233.98 | 62,868 | No | 4 | S | Indirect | Revocable Trust |
| Common Stock | Disposition | 2019-12-02 | 855 | $234.66 | 62,013 | No | 4 | S | Indirect | Revocable Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | A | Indirect | Revocable Trust |
| No | 4 | M | Indirect | Revocable Trust |
| No | 4 | S | Indirect | Revocable Trust |
| No | 4 | S | Indirect | Revocable Trust |
| No | 4 | S | Indirect | Revocable Trust |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | Disposition | 2019-12-02 | 4,828 | $0.00 | 4,828 | $71.11 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 10,000 | 2020-04-30 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 6,242 | Indirect | By 401(k)/ESOP |
Footnotes
- These shares were acquired under the Issuer's Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).
- The transactions reported were effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person effective October 31, 2019.
- This transaction was executed in multiple trades at prices ranging from $232.44 to $233.42; the price reported above reflects the weighted average sale price.
- This transaction was executed in multiple trades at prices ranging from $233.52 to $234.36; the price reported above reflects the weighted average sale price.
- This transaction was executed in multiple trades at prices ranging from $234.52 to $234.83; the price reported above reflects the weighted average sale price.
- The information in this report is based on 401(k)/ESOP Plan statement dated as of September 30, 2019.
- 25%/4yr beginning on 30-Apr-2013.
Billionaire Hedge Funds
