Filing Details
- Accession Number:
- 0001562180-19-005883
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-12-04 19:06:29
- Reporting Period:
- 2019-12-02
- Accepted Time:
- 2019-12-04 19:06:29
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 719739 | Svb Financial Group | SIVB | State Commercial Banks (6022) | 942856336 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1519244 | John China | 3005 Tasman Drive Santa Clara CA 95054 | President Of Svb Capital | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-12-02 | 1,000 | $71.11 | 19,347 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-12-02 | 410 | $231.52 | 18,937 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-12-02 | 490 | $233.12 | 18,447 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-12-02 | 100 | $234.67 | 18,347 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | Disposition | 2019-12-02 | 1,000 | $0.00 | 1,000 | $71.11 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 2,000 | 2020-04-30 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 5,700 | Indirect | By 401(k)/ESOP |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $231.38 to $231.79; the price reported above reflects the weighted average sale price.
- This transaction was executed in multiple trades at prices ranging from $232.66 to $233.40; the price reported above reflects the weighted average sale price.
- 25%/4yr beginning on 30-Apr-2013.
Billionaire Hedge Funds
