Filing Details
- Accession Number:
- 0001567619-19-022665
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2019-12-04 17:02:58
- Reporting Period:
- 2018-11-16
- Accepted Time:
- 2019-12-04 17:02:58
- Original Submission Date:
- 2018-11-20
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1433714 | Castlight Health Inc. | CSLT | Services-Computer Processing & Data Preparation (7374) | 261989091 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1752737 | Neeraj Gupta | C/O Castlight Health, Inc. 150 Spear St., Suite 400 San Francisco CA 94105 | Evp, Engineering | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common Stock | Acquisiton | 2018-11-16 | 25,000 | $0.00 | 278,169 | No | 4 | M | Direct | |
| Class B Common Stock | Acquisiton | 2018-11-16 | 3,125 | $0.00 | 281,294 | No | 4 | M | Direct | |
| Class B Common Stock | Acquisiton | 2018-11-16 | 8,125 | $0.00 | 289,419 | No | 4 | M | Direct | |
| Class B Common Stock | Acquisiton | 2018-11-16 | 3,125 | $0.00 | 292,544 | No | 4 | M | Direct | |
| Class B Common Stock | Disposition | 2018-11-19 | 26,045 | $2.59 | 266,499 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class B Common Stock | Restricted Stock Units (RSU) | Disposition | 2018-11-16 | 25,000 | $0.00 | 25,000 | $0.00 |
| Class B Common Stock | Restricted Stock Units (RSU) | Disposition | 2018-11-16 | 3,125 | $0.00 | 3,125 | $0.00 |
| Class B Common Stock | Restricted Stock Units (RSU) | Disposition | 2018-11-16 | 8,125 | $0.00 | 8,125 | $0.00 |
| Class B Common Stock | Restricted Stock Units (RSU) | Disposition | 2018-11-16 | 3,125 | $0.00 | 3,125 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 175,000 | No | 4 | M | Direct | ||
| 28,125 | No | 4 | M | Direct | ||
| 105,625 | No | 4 | M | Direct | ||
| 46,875 | No | 4 | M | Direct |
Footnotes
- This amended Form 4 is being filed solely to report the inadvertent omission of the vesting of restricted stock units held by the reporting person.
- Represents the weighted average sales price per share. The shares sold at prices ranging from $2.55 to $2.68 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
- Each RSU represents a contingent right to receive one (1) share of the Issuer's Class B common stock upon settlement for no consideration.
- 1/4th of the RSUs vested on August 16, 2017, and the remainder will vest 1/16th quarterly over three years in equal installments, subject to the continuing service of the Reporting Person on each vesting date.
- 1/4th of the RSUs vested on March 7, 2018, and the remainder will vest 1/16th quarterly over three years in equal installments, subject to the continuing service of the Reporting Person on each vesting date.
- 1/16th of the RSUs vested on May 16, 2018, and the remainder will vest 1/16th quarterly thereafter in equal installments, subject to the continuing service of the Reporting Person on each vesting date.
- 1/16th of the RSUs vested on November 16, 2018, and the remainder will vest 1/16th quarterly thereafter in equal installments, subject to the continuing service of the Reporting Person on each vesting date.
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