Home > Insider Trading > Filing (0001123292-19-001318)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1571996	Dell Technologies Inc	DELL	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1556683	Marius Haas	One Dell Way Round Rock TX 78682	Pres. & Chief Commercial Off.	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class C Common Stock	Acquisiton	2019-12-02	167,275	$13.75	167,275	No	4	M	Indirect	By limited partnership
Class C Common Stock	Disposition	2019-12-02	165,075	$47.86	2,200	No	4	S	Indirect	By limited partnership
Class C Common Stock	Disposition	2019-12-02	2,200	$48.51	0	No	4	S	Indirect	By limited partnership

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Indirect	By limited partnership
No	4	S	Indirect	By limited partnership
No	4	S	Indirect	By limited partnership

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class C Common Stock	Options to Acquire Class C Common Stock	Disposition	2019-12-02	167,275	$0.00	167,275	$13.75

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
2,927,318		2023-11-25	No	4	M	Indirect

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class C Common Stock	28,805	Direct

Footnotes

The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
Held by a limited partnership controlled by the reporting person and his wife. The sole general partner of the limited partnership is a limited liability company wholly-owned by the reporting person and his wife and managed by the reporting person.
The price reported in Column 4 represents a weighted average sales price of $47.864. These shares were sold in multiple transactions at prices ranging from $47.34 to $48.34, inclusive. The reporting person undertakes to provide to Dell Technologies Inc., any security holder of Dell Technologies Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes 3 and 4.
The price reported in Column 4 represents a weighted average sales price of $48.511. These shares were sold in multiple transactions at prices ranging from $48.35 to $48.64, inclusive.
The options are fully vested.
Consists of 1,713,886 time-based options and 1,213,432 performance-based options.